BM
BM

Billy Mock

25 Years of Experience
Richmond, VA
Broker

Billy Mock is a registered investment advisor at Raymond James & Associates, INC., based in Richmond, VA, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

5820 Patterson Ave., Suite 100, Richmond, VA, 23226

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Billy is a partner in BMRE, dedicating minimal time to the business. He also owns residential rental property, spending minimal time on it.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 5 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 5 mos
Previous Registrations
Morgan Keegan & Company, INC.
August 2007 - February 2013 · 5 yrs 6 mos
Morgan Keegan & Company, INC.Broker
August 2007 - February 2013 · 5 yrs 6 mos
A. G. Edwards & Sons, INC.
January 2003 - August 2007 · 4 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
August 2000 - August 2007 · 7 yrs
State Registrations25 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.