Keith Layman
Keith Layman is a registered investment advisor at Apple Tree Asset Management, LLC, based in Fort Wayne, IN, with 25 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 1,095 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.00% |
| $1M+ | 0.75% |
An administrative fee of 0.25% is charged in addition to the management fee. Management fee is negotiable based on the size of the account. The client may aggregate accounts to achieve a lower management fee.
Fee Estimator
Location
4321 Flagstaff Cove, Fort Wayne, IN, 46815
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Keith devotes all working hours to Apple Tree Financial Group Inc., offering securities, insurance, tax preparation, and bookkeeping services. He also has ownership in a small insurance agency, processes fixed insurance business through Integrated Financial Brokerage, and wires fixed insurance through One Resource Group, dedicating a few hours per week to these insurance-related activities.
Employment History
Current Registrations
Apple Tree Asset Management, LLC
Previous Registrations
Concorde Asset Management, LLC
Concorde Investment Services, LLCBroker
David R. Kern Asset Management
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Questar Asset Management, INC.
Questar Capital CorporationBroker
Atlas Capital Management CORP
Sii Investments, INC.
Sii Investments, INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.