DS
CFP
DS
CFP

Darin Svihovec

25 Years of Experience
Mandan, ND
BrokerSells Insurance

Darin Svihovec is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Mandan, ND, with 25 years of industry experience. Darin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9246 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K

Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.

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Location

614 West Main Street, Mandan, ND, 58554

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Darin is a head coach for a middle school golf team, a merchandiser for a distribution company, and sells hand-made fishing tackle. He also sells insurance products through Security First Wealth Management, dedicating minimal time to this activity.

Employment History
Current Registrations
Osaic Wealth, INC.
January 2024 - Present · 2 yrs 4 mos
Osaic Wealth, INC.Broker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Woodbury Financial Services, INC.Broker
October 2017 - January 2024 · 6 yrs 3 mos
Woodbury Financial Services, INC.
October 2017 - January 2024 · 6 yrs 3 mos
Investment Centers of America, INC.Broker
November 2013 - November 2017 · 4 yrs
Investment Centers of America, INC.
November 2013 - November 2017 · 4 yrs
Securities America Advisors, INC.
December 2012 - November 2013 · 11 mos
Securities America, INC.Broker
November 2012 - November 2013 · 1 yr
Eagle One Investments, LLC
May 2007 - November 2012 · 5 yrs 6 mos
Eagle One Investments, LLCBroker
May 2007 - November 2012 · 5 yrs 6 mos
Raymond James Financial Services
January 2005 - May 2007 · 2 yrs 4 mos
Raymond James Financial Services, INC.Broker
December 2004 - May 2007 · 2 yrs 5 mos
Wells Fargo Investments, LLC
June 2004 - December 2004 · 6 mos
Wells Fargo Investments, LLC
June 2004 - June 2004 · 0 mos
Wells Fargo Investments, LLCBroker
February 2004 - December 2004 · 10 mos
PFS Investments INC.Broker
August 2000 - November 2003 · 3 yrs 3 mos
State Registrations8 states
AZFLMNNDNESDWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.