Brian Clay
Brian Clay is a CFP-designated registered investment advisor at Clay Northam Wealth Management, based in Sherman Oaks, CA, with 23 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 420 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
The standard fee rate may be negotiable based on a number of factors, which include but are not limited to “grandfathered” accounts, related accounts, and other structures that CNWM may consider in special situations. Some accounts are billed under different fee schedules honoring prior agreements. CNWM also manages accounts for some family members and friends without charge.
Fee Estimator
Location
Sherman Oaks, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian owns an S Corp for tax purposes since 2012, dedicating minimal time to it. Brian is also a sole proprietor selling fixed insurance, long-term care, life, health, and disability insurance, dedicating a few hours per week.
Employment History
Current Registrations
Clay Northam Wealth Management
Previous Registrations
LPL Financial LLC
Prudential Financial Planning Services
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.