Fred Thomas
Fred Thomas is a ChFC-designated registered investment advisor at Planmember Securities Corporation, based in Diana, TX, with 23 years of industry experience. Fred is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 69,645 clients with $10B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.25% |
| $500K - $1.0M | 0.20% |
| $1M+ | 0.10% |
Maximum annual fee rate is 2.00% across programs; tiered schedule applies to accounts established on or after January 1, 2026. Fees are negotiable.
Fee Estimator
Location
Diana, TX
Get directionsHistory
Regulatory History (2)
Criminal
October 1990Criminal
December 1987Other Business ActivitiesSells Insurance
Fred owns Thomas & Associates Advanced Estate Planners, where he focuses on estate planning and the sale of life insurance, long-term care, and annuities. This occupies more than full-time hours. Fred also serves as a board member for the Diana Special Utility District, dedicating a few hours per week.
Employment History
Current Registrations
Planmember Securities Corporation
Planmember Securities CorporationBroker
Previous Registrations
Veritrust Financial, LLC
Veritrust Financial, LLCBroker
Usallianz Securities, INC.Broker
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.Broker
Pro-Integrity Securities, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.