Ethan Russman is a CFP-designated registered investment advisor at Emerson Equity LLC, based in Scottsdale, AZ, with 15 years of industry experience. Ethan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 620 clients with $320M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Fees are negotiable with a maximum fee of 2.5% charged annually (billed quarterly at up to 0.625% per quarter).
Fee Estimator
Location
Scottsdale, AZ
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Ethan is the manager of two Reg D Rule 506(b) funds, Carleton Capital Fund I & Fund II, since 2018. As managing member, he sends quarterly emails and distributions, and assists with the dissemination of the annual Schedule K-1 tax form.
Employment History
Current Registrations
Emerson Equity LLC
Emerson Equity LLC
Emerson Equity LLCBroker
Previous Registrations
Tmd & Associates, INC.
Fsc Securities Corporation
Fsc Securities CorporationBroker
Kestra Investment Services, LLCBroker
Cole Capital CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Dylan Duniho, CFPStrategic Advisers LLC
- Michael Juilfs, CFPCommonwealth Financial Network
- Ryan Cox, CFPDew Wealth Management
- Matthew Cherry, CFPAble Financial Group, LLC
- Levi Earhart, CFPSimplicity Wealth
- Alec Sankey, CFP, ChFCWells Fargo Advisors