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Jacob Guinn

Alpha Capital Family Office, LLC
25 Years of Experience
The Woodlands, TX
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Jacob Guinn is a registered investment advisor at Alpha Capital Family Office, LLC, based in The Woodlands, TX, with 25 years of industry experience. Jacob operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 7 more. Their firm serves 147 clients with $300M in assets under management.

Alpha Capital Family Office, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
147 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$295.9M

Fee Structure

Minimum Investment:$2M
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Investment management fees are based on a percentage of assets under management not to exceed 1.50% annually, billed quarterly in arrears. Family office services are charged a fixed annual fee ranging from $0 to $750,000. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9595 Six Pines Drive Suite 8210, The Woodlands, TX, 77380

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2017
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jacob works as an insurance agent, dedicating minimal time to this activity.

Employment History
Current Registrations
Alpha Capital Family Office, LLC
May 2026 - Present · 5 mos
Previous Registrations
Hfg Wealth Management, LLC
May 2022 - August 2026 · 4 yrs 3 mos
J.P. Morgan Securities LLCBroker
January 2020 - April 2022 · 2 yrs 3 mos
J.P. Morgan Securities LLC
January 2020 - April 2022 · 2 yrs 3 mos
LPL Financial LLC
December 2018 - December 2019 · 1 yr
LPL Financial LLCBroker
December 2018 - December 2019 · 1 yr
Bbva Wealth Solutions INC.
January 2014 - September 2018 · 4 yrs 8 mos
Bbva Securities INC.Broker
May 2013 - September 2018 · 5 yrs 4 mos
Bbva Compass Investment Solutions, INCBroker
April 2010 - May 2013 · 3 yrs 1 mo
Guaranty Brokerage Services, INC.Broker
July 2001 - December 2009 · 8 yrs 5 mos
Capital Brokerage CorporationBroker
April 2001 - July 2001 · 3 mos
American Express Financial Advisors INC.Broker
July 2000 - January 2001 · 6 mos
Ids Life Insurance CompanyBroker
July 2000 - January 2001 · 6 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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