JC
JC

John David Cartwright

59 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
24 advisors
Number of Clients
1,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$953.8M

Fee Structure

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Location

4821 E 2nd Street, Long Beach, CA, 90803

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John is the owner of CLG, LLC, a registered investment advisory firm, and spends about 10-20% of his time providing advice to clients. He also dedicates minimal time to fixed insurance sales, a family holding company (CLG Holding Company, LLC), and John D. Cartwright & Associates, Inc., where he is the owner and insurance agent.

Employment History
Current Registrations
Clg LLC
February 2017 - Present · 9 yrs
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
January 2024 - December 2024 · 11 mos
Cetera Investment Advisers LLC
June 2023 - December 2023 · 6 mos
Cetera Advisor Networks LLCBroker
September 2019 - December 2023 · 4 yrs 3 mos
Cetera Advisor Networks LLC
September 2019 - June 2023 · 3 yrs 9 mos
Cetera Advisor Networks LLC
July 1997 - September 2019 · 22 yrs 2 mos
Cetera Advisor Networks LLCBroker
July 1983 - September 2019 · 36 yrs 2 mos
Fsc Securities CorporationBroker
September 1981 - July 1983 · 1 yr 10 mos
Independent Financial Planners CorporationBroker
April 1974 - July 1981 · 7 yrs 3 mos
Independent Securities CorporationBroker
February 1965 - August 1973 · 8 yrs 6 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.