Steven Batutis is a CFP-designated registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 17 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
4707 Executive Dr, San Diego, CA, 92121-3091
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Steven is involved in real estate rental, which is investment-related and home-based. This activity requires a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Presidential Brokerage, INC.Broker
Presidential Brokerage, INC.
Mony Securities CorporationBroker
Mony Securities Corporation
Trusted Advisors
Trusted Securities Advisors CORP.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Matthew Luckham, CFPLPL Financial LLC
- Steven Nartker, CFP, PFSLPL Financial LLC
- Joseph Stenovec, CFPLPL Financial LLC
- Jayne Byrne, CFPLPL Financial LLC
- Richard Plum, CFPLPL Financial LLC
- Gregory Schill, CFPLPL Financial LLC