David Karlson
David Karlson is a registered investment advisor at Cetera Investment Advisers LLC, based in Milwaukee, WI, with 25 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1223 East Howard Ave, Milwaukee, WI, 53207
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David owns David J. Karlson LLC, an accounting and income tax service, and Karlson Tax and Accounting, providing accounting and tax preparation services, dedicating nearly full-time hours to these activities. He is also the treasurer of USO of Wisconsin, Inc., a charitable organization, spending a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Hochman & Baker Investment Advisory Services, INC.
Hochman & Baker Securities, INC.Broker
State Registrations6 states
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