Carie Estrada
Carie Estrada is a registered investment advisor at LPL Financial LLC, based in Spring Valley, CA, with 24 years of industry experience. Carie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Spring Valley, CA
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2011Other Business Activities
Carie is affiliated with Lucia Capital Group as a DBA for LPL business, dedicating full-time hours to this role. She also holds various business owner positions, including President of Phelps Farms, Inc. and owner of Gypsy Road Holdings, LLC, Gypsy Road Industrial, LLC, Lord & Phelps, and Westside Depot, LLC, along with Re-Leaf Innovations, Inc. and J2X Legacy Advisors, taking about half of her time with Lord & Phelps.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
J2x Legacy Advisors LLC
Securities Equity GroupBroker
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Lord & Gladden, INC.
Securities Equity GroupBroker
Securities Service Network, INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Michelle Packer, CFPFacet