Carie Estrada
Carie Estrada is a registered investment advisor at LPL Financial LLC, based in Spring Valley, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Spring Valley, CA
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2011Other Business Activities
Carie is affiliated with Lucia Capital Group as a DBA for LPL business, dedicating full-time hours to this role. She also holds various business owner positions, including President of Phelps Farms, Inc. and owner of Gypsy Road Holdings, LLC, Gypsy Road Industrial, LLC, Lord & Phelps, and Westside Depot, LLC, along with Re-Leaf Innovations, Inc. and J2X Legacy Advisors, taking about half of her time with Lord & Phelps.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
J2x Legacy Advisors LLC
Securities Equity GroupBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Lord & Gladden, INC.
Securities Equity GroupBroker
Securities Service Network, INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.