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Daniel Norman

25 Years of Experience
Loves Park, IL
Broker

Daniel Norman is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Loves Park, IL, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

5732 E Riverside Blvd, Loves Park, IL, 61111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Daniel works as a financial advisor with Raymond James Financial Services through Argent Capital. This takes about half of Daniel's time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.
August 2007 - Present · 18 yrs 9 mos
Raymond James Financial Services, INC.Broker
August 2007 - Present · 18 yrs 9 mos
Previous Registrations
Raymond James Financial Services
October 2007 - January 2009 · 1 yr 3 mos
A. G. Edwards & Sons, INC.
December 2000 - August 2007 · 6 yrs 8 mos
A. G. Edwards & Sons, INC.Broker
September 2000 - August 2007 · 6 yrs 11 mos
State Registrations27 states
ALAZCACOFLGAHIIAIDILINMEMNMONCNENJNVOHORSCTNTXVAWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.