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Sean Stark

25 Years of Experience
Westerville, OH
Broker

Sean Stark is a registered investment advisor at LPL Financial LLC, based in Westerville, OH, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

5839 Chandler Ct, Westerville, OH, 43082

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sean operates his LPL business under the DBA Stark Financial Group Inc. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLC
November 2021 - Present · 4 yrs 6 mos
LPL Financial LLC
November 2021 - Present · 4 yrs 6 mos
LPL Financial LLCBroker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Gwn Securities INC.
November 2017 - November 2021 · 4 yrs
Gwn Securities INC.Broker
November 2017 - November 2021 · 4 yrs
Ameritas Investment CORP
June 2017 - December 2017 · 6 mos
Ameritas Investment CORP.Broker
June 2017 - December 2017 · 6 mos
Capital Choice Investment Advisers, INC.
May 2016 - June 2017 · 1 yr 1 mo
Ccf Investments, INC.Broker
June 2014 - June 2017 · 3 yrs
Primerica Advisors
August 2011 - May 2014 · 2 yrs 9 mos
PFS Investments INC.Broker
August 2000 - May 2014 · 13 yrs 9 mos
State Registrations11 states
AZCAFLHIMDMENCNYOHPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.