Cindy Shi
Cindy Shi is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Cupertino, CA, with 20 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
20045 Stevens Creek Blvd, Ste 2G, Cupertino, CA, 95014
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
June 2012Other Business ActivitiesSells Insurance
Cindy is a CPA and owner of a tax preparation business, spending nearly full-time on it. She is also an advisory representative of a RIA, dedicating a few hours per week, and an independent insurance agent for various companies, spending about 10-20% of her time.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Next Financial Group, INC.
Next Financial Group, INC.Broker
H.D. Vest Advisory Services, INC
H.D. Vest Investment ServicesBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.