Robert Stephenson is a CFP-designated registered investment advisor at LPL Financial LLC, based in Albuquerque, NM, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8000 Palomas Ave Ne, Albuquerque, NM, 87109
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Robert operates under the DBA "MEMBERS Financial Services" for his LPL business since October 2024. This activity is investment-related and conducted at his reported business location.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Fbl Marketing Services, LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Investment Advisors CORP
Broker Dealer Financial Services CORP.Broker
Voya Financial Partners, LLC
Voya Financial Partners, LLCBroker
Directed Services LLCBroker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
Ameritas Investment CORP.Broker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.