Lee Guzman is a registered investment advisor at Morgan Stanley, based in San Diego, CA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4350 La Jolla Village Drive, Suite 1000, San Diego, CA, 92122
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
February 2004 - June 2009 · 5 yrs 4 mos
Citigroup Global Markets INC.
February 2004 - June 2009 · 5 yrs 4 mos
American Express Financial Advisors, INC.
February 2003 - September 2003 · 7 mos
American Express Financial Advisors INC.Broker
January 2003 - September 2003 · 8 mos
Ids Life Insurance CompanyBroker
January 2003 - September 2003 · 8 mos
Tradeportal Securities, INC.Broker
September 2000 - February 2001 · 5 mos
State Registrations13 states
AZCACOCTFLILMAMONJNVPATXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.