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Christopher Moore

25 Years of Experience
Richmond, VA
BrokerSells Insurance

Christopher Moore is a registered investment advisor at LPL Financial LLC, based in Richmond, VA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

567 B Southlake Blvd., Richmond, VA, 23236

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Christopher owns Moore Investment Properties, LLC, a real estate rental and property management business, and spends minimal time on it. He is also an agent for non-variable insurance through Alco, LLC DBA Moore Financial Services and Moore Financial Services, dedicating minimal time to each.

Employment History
Current Registrations
LPL Financial LLC
July 2018 - Present · 7 yrs 10 mos
LPL Financial LLCBroker
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Lincoln Financial Securities Corporation
March 2006 - August 2018 · 12 yrs 5 mos
Lincoln Financial Securities CorporationBroker
August 2000 - August 2018 · 18 yrs
State Registrations39 states
AKALAZCACOCTDCDEFLGAIDILINKSKYLAMAMDMEMIMNMONCNHNJNMNVNYOHOKORPARISCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.