RH
RH
Robert Hart
22 Years of Experience
Gulf Shores, AL
Broker
Robert Hart is a registered investment advisor at Cetera Investment Advisers LLC, based in Gulf Shores, AL, with 22 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1400 Gulf Shores Parkway, Gulf Shores, AL, 36542
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2018 - Present · 8 yrs
Cetera Investment Services LLCBroker
May 2018 - Present · 8 yrs
Previous Registrations
Investment Professionals, INC.Broker
March 2015 - May 2018 · 3 yrs 2 mos
Investment Professionals, INC.
March 2015 - May 2018 · 3 yrs 2 mos
Raymond James & Associates, INC.Broker
February 2013 - March 2015 · 2 yrs 1 mo
Raymond James & Associates, INC.
February 2013 - March 2015 · 2 yrs 1 mo
Morgan Keegan & Company, INC.
March 2011 - February 2013 · 1 yr 11 mos
Morgan Keegan & Company, INC.Broker
September 2010 - February 2013 · 2 yrs 5 mos
Morgan Keegan & Company, INC.Broker
January 2008 - December 2009 · 1 yr 11 mos
Pfic Securities CorporationBroker
November 2004 - November 2006 · 2 yrs
Morgan Keegan & Company, INC.
September 2003 - September 2004 · 1 yr
Morgan Keegan & Company, INC.Broker
February 2003 - September 2004 · 1 yr 7 mos
Morgan Keegan & Company, INC.Broker
July 2001 - May 2002 · 10 mos
American Express Financial Advisors INC.Broker
August 2000 - June 2001 · 10 mos
Ids Life Insurance CompanyBroker
August 2000 - June 2001 · 10 mos
State Registrations6 states
ALFLMSNYSCWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.