Scott Warshaw
Scott Warshaw is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Radnor, PA, with 25 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
201 King of Prussia Rd, Suite 502, Radnor, PA, 19087
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2017Other Business ActivitiesSells Insurance
Scott works as a sales agent selling dental, health, life, and disability insurance to individuals and groups since 2001. This takes about 10-20% of his time, with slightly less time spent during securities trading hours.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Vanguard Marketing CorporationBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.