Steve Cotton
Steve Cotton is a registered investment advisor at Private Advisor Group, LLC, based in Addison, TX, with 26 years of industry experience. Steve is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.
Fee Estimator
Location
15301 Spectrum Drive, Suite 390, Addison, TX, 75001
Get directionsHistory
Regulatory History (2)
Judgment / Lien
October 2017Judgment / Lien
March 2016Other Business ActivitiesSells Insurance
Steve is the President and a financial advisor at Cotton Wealth Management Associates, LLC, focusing on non-variable insurance, including life, health, LTC, and fixed annuities, dedicating nearly full-time hours. He also provides investment advisory services through Private Advisor Group, spending about half his time on this activity.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Independent Financial Partners
LPL Financial LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Morgan Stanley Dw INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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