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Allan Ulrich

Bfc Planning, INC.
26 Years of Experience
Bettendorf, IA
BrokerSells Insurance
View SEC Summary
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Allan Ulrich is a registered investment advisor at Bfc Planning, INC., based in Bettendorf, IA, with 26 years of industry experience. Allan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 7 more. Their firm serves 11,448 clients with $3.8B in assets under management.

Bfc Planning, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
232 advisors
Number of Clients
11,448 clients
Average Client Portfolio
$336K average
Assets Under Management
$3.8B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum allowable annual fee is 2.5% across most asset management programs. Actual fees are negotiable and vary by representative and platform. Specific sub-adviser and program fees apply depending on the chosen platform.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2550 Middle Road, NORTHWEST BK BLDG, Suite 300, Bettendorf, IA, 52722-3298

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Allan is an insurance agent selling fixed and term life insurance products since 2014. This activity is insurance-related.

Employment History
Current Registrations
Bfc Planning, INC.
December 2013 - Present · 12 yrs 10 mos
Berthel, Fisher & Company Financial Services, INC.Broker
July 2011 - Present · 15 yrs 3 mos
Previous Registrations
Berthel Fisher & Company Financial Services, INC.
July 2011 - December 2013 · 2 yrs 5 mos
Edward Jones
February 2007 - July 2011 · 4 yrs 5 mos
Edward JonesBroker
September 2000 - July 2011 · 10 yrs 10 mos
State Registrations16 states
CAFLIAILINKSKYMDMNNCNYSCTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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