Chad Polin is a registered investment advisor, based in Fort Washington, PA, with 26 years of industry experience. Chad is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Fort Washington, PA
Get directionsHistory
Regulatory History (4)
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Employment Separation After Allegations
April 2026Customer Dispute
September 2015Denied
Customer Dispute
April 2009Denied
Criminal
March 1987Final Disposition
Other Business Activities
Chad is the president of a volunteer organization, dedicating minimal time to recordkeeping. Chad also owns rental properties and acts as a landlord, spending minimal time on these activities.
Employment History
Current Registrations
Kingswood Capital Partners, LLC
June 2026 - Present · 4 mos
Kingswood Capital Partners, LLCBroker
June 2026 - Present · 4 mos
Kingswood Wealth Advisors, LLC
April 2026 - Present · 6 mos
Previous Registrations
Truist Investment Services, INC.Broker
February 2021 - April 2026 · 5 yrs 2 mos
Truist Advisory Services, INC.
February 2021 - April 2026 · 5 yrs 2 mos
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.
June 2017 - January 2018 · 7 mos
Bb&t Investment Services, INC.Broker
June 2017 - January 2018 · 7 mos
Key Investment Services LLC
September 2016 - June 2017 · 9 mos
Key Investment Services LLCBroker
September 2016 - June 2017 · 9 mos
LPL Financial LLCBroker
May 2010 - September 2016 · 6 yrs 4 mos
LPL Financial LLC
May 2010 - September 2016 · 6 yrs 4 mos
Primevest Financial Services, INC.
October 2005 - May 2010 · 4 yrs 7 mos
Primevest Financial Services, INC.Broker
October 2005 - May 2010 · 4 yrs 7 mos
Icba Financial Services CorporationBroker
August 2005 - October 2005 · 2 mos
Icba Financial Services Corporation
August 2005 - October 2005 · 2 mos
Banc of America Investment Services, INC.Broker
October 2004 - August 2005 · 10 mos
Banc of America Investment Services, INC.
October 2004 - August 2005 · 10 mos
Quick & Reilly, INC.
November 2002 - October 2004 · 1 yr 11 mos
Quick & Reilly, INC.Broker
November 2002 - October 2004 · 1 yr 11 mos
Quick & Reilly, INC.
September 2002 - October 2002 · 1 mo
Quick & Reilly, INC.Broker
April 2001 - October 2002 · 1 yr 6 mos
Summit Financial Services Group, INC.Broker
September 2000 - April 2001 · 7 mos
State Registrations2 states
NJPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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