AP
AP

Anna Pinto

25 Years of Experience
Denver, CO
Broker

Anna Pinto is a registered investment advisor at Raymond James & Associates, INC., based in Denver, CO, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

4643 South Ulster Street, Suite 1350, Denver, CO, 80237

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Anna is a Mary Kay Cosmetics business owner since 1998, purchasing products at cost and reselling with a small profit. She dedicates minimal time to this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
November 2023 - Present · 2 yrs 6 mos
Raymond James & Associates, INC.
November 2023 - Present · 2 yrs 6 mos
Raymond James & Associates, INC.Broker
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
RBC Capital Markets, LLC
November 2021 - November 2023 · 2 yrs
RBC Capital Markets, LLCBroker
April 2001 - November 2023 · 22 yrs 7 mos
Janus Distributors, INC.Broker
August 2000 - February 2001 · 6 mos
State Registrations36 states
AKARAZCACOCTFLGAIAIDILKSKYLAMAMIMNMOMTNDNENMNVNYOHOKORPASCSDTXUTVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.