Carol Klatt is a registered investment advisor, based in Tampa, FL, with 24 years of industry experience.
Location
100 S. Ashley Drive, Suite 830, Tampa, FL, 33602
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Carol works as an Associate/Employee and Operations Manager for Alden Capital Management LLC since 2000. This support role requires minimal time and is not investment-related.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
June 2025 - Present · 11 mos
Concurrent Investment Advisors, LLC
June 2025 - Present · 11 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2012 - June 2025 · 13 yrs 5 mos
Raymond James Financial Services, INC.Broker
July 2001 - June 2025 · 23 yrs 11 mos
State Registrations1 state
WA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.