Candra Oakes-Niswanger
Candra Oakes-Niswanger is a registered investment advisor at LPL Financial LLC, based in Great Falls, MT, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Great Falls, MT
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Regulatory History (1)
Customer Dispute
April 2020Other Business ActivitiesSells Insurance
Candra is involved in several businesses, including real estate rental, housing development, and a DBA for her LPL business. She also works with Associates of Clifton Parks selling non-variable insurance, dedicating a few hours per week to this role, and about half her time to her LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.