BG
CFA
BG
CFA

Brant Grimes

25 Years of Experience
Las Vegas, NV
2 DisclosuresBroker

Brant Grimes is a CFA-designated registered investment advisor at Voya Investment Management CO. LLC, based in Las Vegas, NV, with 25 years of industry experience. Brant is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Investment Management, Real Estate Investing. Their firm serves 566 clients with $270B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
54 advisors
Number of Clients
566 clients
Average Client Portfolio
$485.8M average
Assets Under Management
$274.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Standard fees range from 0.10% to 1.00% depending on the asset class and strategy (Equity: 0.15% to 0.90%; Fixed Income: 0.10% to 1.00%; Multi-asset: 0.15% to 1.00%; Wrap programs: 0.125% to 1.00%). Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Las Vegas, NV

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
June 1996
Final Disposition
Criminal
December 1995
Final Disposition
Other Business Activities

Brant owns a rental property in San Francisco since November 2020, dedicating minimal time to this activity. This activity is not investment-related.

Employment History
Current Registrations
Voya Investment Management CO. LLC
May 2011 - Present · 15 yrs 5 mos
Voya Investments Distributor, LLCBroker
May 2011 - Present · 15 yrs 5 mos
Previous Registrations
Allianz Global Investors Distributors LLCBroker
October 2007 - April 2011 · 3 yrs 6 mos
Rcm Distributors LLCBroker
October 2007 - June 2008 · 8 mos
Citizens SecuritiesBroker
April 2004 - May 2007 · 3 yrs 1 mo
Strong Capital Management INC
October 2003 - March 2004 · 5 mos
Strong Investments, INC.Broker
October 2000 - March 2004 · 3 yrs 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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