CFA

Brant Grimes

24 Years of Experience

2 DisclosuresBroker

Brant Grimes is a CFA-designated registered investment advisor at Voya Investment Management CO. LLC, based in New York, NY, with 24 years of industry experience. Brant operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,261 clients with $250B in assets under management.

Voya Investment Management CO. LLC

Compensation

Fee-Only (% of Portfolio)

Firm Size

56 advisors

IM Fee

Planning only

Assets Under Management

$253.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

200 Park Avenue, New York, NY, 10166

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Criminal

June 1996

Final Disposition

Criminal

December 1995

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business Activities

Brant owns a rental property in San Francisco since November 2020, dedicating minimal time to this activity. This activity is not investment-related.

Employment History

Current Registrations

Voya Investment Management CO. LLC

May 2011 - Present · 14 yrs 11 mos

Voya Investments Distributor, LLCBroker

May 2011 - Present · 14 yrs 11 mos

Previous Registrations

Allianz Global Investors Distributors LLCBroker

October 2007 - April 2011 · 3 yrs 6 mos

Rcm Distributors LLCBroker

October 2007 - June 2008 · 8 mos

Citizens SecuritiesBroker

April 2004 - May 2007 · 3 yrs 1 mo

Strong Capital Management INC

October 2003 - March 2004 · 5 mos

Strong Investments, INC.Broker

October 2000 - March 2004 · 3 yrs 5 mos

State Registrations53 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.