Daniel Marks is a registered investment advisor at Morgan Stanley, based in Englewood, CO, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Englewood, CO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs 2 mos
Morgan Stanley
May 2020 - Present · 6 yrs 2 mos
Morgan StanleyBroker
May 2020 - Present · 6 yrs 2 mos
Previous Registrations
Charles Schwab & CO., INC.
December 2018 - March 2020 · 1 yr 3 mos
Schwab Private Client Investment Advisory, INC.
October 2016 - February 2018 · 1 yr 4 mos
Charles Schwab & CO., INC.
April 2016 - October 2016 · 6 mos
Charles Schwab & CO., INC.Broker
March 2016 - March 2020 · 4 yrs
Morgan StanleyBroker
June 2009 - March 2016 · 6 yrs 9 mos
Morgan Stanley & CO. IncorporatedBroker
July 2008 - June 2009 · 11 mos
Kemper Distributors, INC.Broker
October 2000 - March 2001 · 5 mos
State Registrations2 states
CONM
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.