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CFP
SB
CFP

Sean Bostwick

Ameriprise Financial Services, LLC
26 Years of Experience
Melville, NY
1 DisclosureBroker
View SEC Summary
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Sean Bostwick is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Melville, NY, with 26 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

515 Broadhollow Rd Ste 800, Melville, NY, 11747

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Sean owns a quarter interest in a condominium since 2019. He also has business ownership roles at Bostwick Wealth Management, Inc. and Certainty of Uncertainty, dedicating a significant amount of time to these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2016 - Present · 10 yrs
Ameriprise Financial Services, LLC
October 2016 - Present · 10 yrs
Ameriprise Financial Services, LLCBroker
October 2016 - Present · 10 yrs
Previous Registrations
Planmember Securities Corporation
August 2010 - October 2016 · 6 yrs 2 mos
Planmember Securities CorporationBroker
August 2010 - October 2016 · 6 yrs 2 mos
Asset & Financial Planning, LTD
June 2009 - August 2010 · 1 yr 2 mos
Prime Capital Services, INC.Broker
March 2009 - August 2010 · 1 yr 5 mos
Citigroup Global Markets INC.Broker
October 2007 - April 2009 · 1 yr 6 mos
Fifth Third Securities, INC.
November 2006 - October 2007 · 11 mos
Fifth Third Securities, INC.Broker
October 2006 - October 2007 · 1 yr
Citicorp Investment Services
December 2004 - September 2006 · 1 yr 9 mos
Citicorp Investment ServicesBroker
October 2002 - September 2006 · 3 yrs 11 mos
Morgan Stanley Dw INC.Broker
August 2000 - October 2002 · 2 yrs 2 mos
State Registrations17 states
AZCACOCTFLGAHIMAMDNCNHNJNYPASCVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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