Sean Bostwick
Sean Bostwick is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Melville, NY, with 25 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
515 Broadhollow Rd Ste 800, Melville, NY, 11747
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2009Other Business Activities
Sean owns a quarter interest in a condominium since 2019. He also has business ownership roles at Bostwick Wealth Management, Inc. and Certainty of Uncertainty, dedicating a significant amount of time to these activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Planmember Securities Corporation
Planmember Securities CorporationBroker
Asset & Financial Planning, LTD
Prime Capital Services, INC.Broker
Citigroup Global Markets INC.Broker
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Morgan Stanley Dw INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.