Patricia Imperial
Patricia Imperial is a registered investment advisor at Cwa Asset Management Group, based in Nashville, TN, with 22 years of industry experience. Patricia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 1,829 clients with $4.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.5M | 1.15% |
| $2.5M - $5.0M | 1.00% |
| $5.0M - $15.0M | 0.85% |
| $15.0M - $25.0M | 0.75% |
| $25.0M - $35.0M | 0.65% |
| $35.0M - $45.0M | 0.55% |
| $45M+ | 0.50% |
Investment advisory fees are negotiable. Certain legacy advisory clients pay fees according to a different fee schedule, which could include fees of up to 1.75% of the first $1,000,000 of assets under management, and fees of up to 1.25% of any assets between $1,000,000 and $10,000,000. Clients investing in CWA’s Capital Tax Advantage Strategy (“CTAS”), a tax harvesting strategy, will pay .25% charged quarterly in advance and debited from Client’s account, in addition to the investment advisory fee paid to CWA.
Fee Estimator
Location
Nashville, TN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Patricia is a sales representative for Calusa River, an insurance business, dedicating full-time hours to this role. She also serves as an advisory board member/investor for OwnIT, is involved with the American Heart Association Gala and Junior League of Nashville, co-owns Imperial Designs LLC, and is a non-voting Trust Committee Member for Paducah Bank and Trust.
Employment History
Current Registrations
Cwa Asset Management Group
Previous Registrations
The Leaders Group, INC.Broker
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.