JV
JV
Joseph Vazquez
24 Years of Experience
Phoenix, AZ
1 Disclosure
Joseph Vazquez is a registered investment advisor at Transition Family Wealth, based in Phoenix, AZ, with 24 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.10% |
| $1.0M - $3.0M | 0.90% |
| $3.0M - $5.0M | 0.75% |
| $5M+ | 0.75% |
Fees will not exceed 2.00% of assets under management. Fees negotiable for accounts over $5,000,001.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Phoenix, AZ
Get directionsHistory
Regulatory History (1)
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Criminal
August 1999Final Disposition
Employment History
Current Registrations
Transition Family Wealth
May 2024 - Present · 2 yrs
Previous Registrations
Wealth Management Solutions
June 2015 - March 2024 · 8 yrs 9 mos
Wealth Management Solutions
March 2014 - January 2015 · 10 mos
Bbva Securities INC.Broker
May 2013 - January 2014 · 8 mos
Bbva Wealth Solutions INC.
January 2013 - January 2014 · 1 yr
Bbva Compass Investment Solutions, INCBroker
January 2013 - May 2013 · 4 mos
Charles Schwab & CO., INC.
September 2005 - November 2012 · 7 yrs 2 mos
Charles Schwab & CO., INC.Broker
January 2001 - November 2012 · 11 yrs 10 mos
State Registrations1 state
AZ
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.