Paul Ma is a CFA-designated registered investment advisor, based in Smithfield, RI, with 12 years of industry experience.
Location
500 Salem Street, Smithfield, RI, 02917-1288
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Fidelity Brokerage Services LLC
June 2022 - Present · 3 yrs 11 mos
Fidelity Brokerage Services LLCBroker
June 2022 - Present · 3 yrs 11 mos
National Financial Services LLCBroker
June 2022 - Present · 3 yrs 11 mos
National Financial Services LLC
June 2022 - Present · 3 yrs 11 mos
Fidelity Institutional Wealth Adviser LLC
September 2020 - Present · 5 yrs 8 mos
Fidelity Distributors Company LLCBroker
August 2015 - Present · 10 yrs 9 mos
Fidelity Distributors Company LLC
August 2015 - Present · 10 yrs 9 mos
Previous Registrations
Quad Capital, LLCBroker
March 2013 - July 2014 · 1 yr 4 mos
Putnam Retail Management, INC.Broker
August 2000 - August 2000 · 0 mos
State Registrations52 states
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Exams
No exam information available for this advisor.