Shannon Harris is a CFP-designated registered investment advisor, based in Richardson, TX, with 26 years of industry experience. Shannon is also registered as a broker, so some compensation may come from commissions on products sold.
Location
3610 Shire Blvd, #212, Richardson, TX, 75082
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Shannon owns real estate, dedicating minimal time. Shannon also works in consulting and for Ubuntu Operations LLC, each taking about a third of her time, and owns Lucy on the Loose, dedicating about 10% of her time.
Employment History
Current Registrations
Kestra Investment Services, LLC
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ids Life Insurance CompanyBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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