Christopher Mitchell
Christopher Mitchell is a CFP-designated registered investment advisor at LPL Financial LLC, based in Waukesha, WI, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
N19 W24200 Riverwood Drive, Suite 150, Waukesha, WI, 53188
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christopher is affiliated with IAG Wealth Partners, LLC as a DBA for LPL business and a Registered Investment Advisor, dedicating nearly full-time hours to these roles. He also works as a financial advisor selling non-variable insurance, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Iag Wealth Partners, LLC
Previous Registrations
Raymond James Financial Services, INC.Broker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Charles Schwab & CO., INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.