Amy Buikema is a registered investment advisor, based in Naperville, IL, with 25 years of industry experience. Amy is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2135 Citygate Lane, 7th Floor, Naperville, IL, 60563
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ptma Investment Advisors
June 2019 - Present · 7 yrs 4 mos
Pma Securities, LLCBroker
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Interactive Financial Advisors
May 2016 - May 2019 · 3 yrs
Brooklight Place Securities, INC.
February 2010 - December 2015 · 5 yrs 10 mos
Brooklight Place Securities, INC.Broker
May 2005 - June 2019 · 14 yrs 1 mo
New England SecuritiesBroker
May 2002 - May 2005 · 3 yrs
TD Waterhouse Investor Services, INC.Broker
October 2000 - August 2001 · 10 mos
State Registrations1 state
IL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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