DG
DG

Dennis Gorman

22 Years of Experience
Crystal Lake, IL
Broker

Dennis Gorman is a registered investment advisor at LPL Financial LLC, based in Crystal Lake, IL, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

413 E Terra Cotta Ave, Crystal Lake, IL, 60014

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dennis is affiliated with the CPA program at Gorman & Associates in Brookfield, IL.

Employment History
Current Registrations
LPL Financial LLCBroker
December 2018 - Present · 7 yrs 5 mos
LPL Financial LLC
December 2018 - Present · 7 yrs 5 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2004 - January 2017 · 12 yrs 10 mos
Cetera Advisor Networks LLCBroker
May 2001 - January 2017 · 15 yrs 8 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dennis Gorman - Financial Advisor | TrueAdvisor