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John Dixon

Independent Financial Group, LLC
23 Years of Experience
Pocatello, ID
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

John Dixon is a registered investment advisor at Independent Financial Group, LLC, based in Pocatello, ID, with 23 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
541 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

611 Wilson, Ste. 4C, Pocatello, ID, 83201

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2022
Settled
Customer Dispute
June 2019
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John is an insurance agent since 2009, dedicating a few hours per week to this activity. He also owns two DBAs, Global Wealth Management and Altius Financial Group, for marketing purposes.

Employment History
Current Registrations
Independent Financial Group, LLC
November 2020 - Present · 5 yrs 11 mos
Independent Financial Group, LLCBroker
November 2020 - Present · 5 yrs 11 mos
Previous Registrations
LPL Financial LLCBroker
July 2007 - November 2020 · 13 yrs 4 mos
Bancwest Investment Services, INC.
January 2007 - May 2007 · 4 mos
Bancwest Investment Services, INC.Broker
January 2007 - May 2007 · 4 mos
LPL Financial LLC
January 2007 - November 2020 · 13 yrs 10 mos
Securities America Advisors, INC.
March 2006 - June 2006 · 3 mos
Securities America, INC.Broker
February 2006 - June 2006 · 4 mos
Nylife Securities INC.Broker
August 2004 - February 2006 · 1 yr 6 mos
Wm Financial Services, INC.
July 2003 - February 2004 · 7 mos
Wm Financial Services, INC.Broker
June 2003 - February 2004 · 8 mos
Waddell & Reed, INC.
January 2003 - March 2003 · 2 mos
Waddell & Reed, INC.Broker
November 2002 - March 2003 · 4 mos
Foresters Equity Services, INC.Broker
July 2002 - October 2002 · 3 mos
Fidelity Brokerage Services LLCBroker
September 2000 - August 2001 · 11 mos
State Registrations7 states
COIDLAMTNVUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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