Aaron Bockman
Aaron Bockman is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Chesterfield, MO, with 24 years of industry experience. Aaron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
16150 Main Circle Drive, Suite 400, Chesterfield, MO, 63017
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2020Customer Dispute
February 2012Other Business ActivitiesSells Insurance
Aaron is an insurance agent selling life, disability, long-term care, fixed annuities, and health insurance, dedicating minimal time to this activity. He also owns Live to Serve LLC, a financial advising DBA, spending about a quarter of his time on financial advising.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Signator Investors, INC.Broker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.