AB
ChFC
AB
ChFC

Aaron Bockman

24 Years of Experience
Chesterfield, MO
2 DisclosuresBrokerSells Insurance

Aaron Bockman is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Chesterfield, MO, with 24 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5077 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

16150 Main Circle Drive, Suite 400, Chesterfield, MO, 63017

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2020
Denied
Customer Dispute
February 2012
Denied
Other Business ActivitiesSells Insurance

Aaron is an insurance agent selling life, disability, long-term care, fixed annuities, and health insurance, dedicating minimal time to this activity. He also owns Live to Serve LLC, a financial advising DBA, spending about a quarter of his time on financial advising.

Employment History
Current Registrations
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
September 2008 - March 2017 · 8 yrs 6 mos
Msi Financial Services, INC.Broker
April 2008 - March 2017 · 8 yrs 11 mos
Signator Investors, INC.Broker
March 2002 - April 2008 · 6 yrs 1 mo
State Registrations40 states
ALARAZCACOCTFLGAIAILINKSKYLAMDMIMNMOMSMTNCNENHNMNVNYOHOKORPAPRSCSDTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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