SB
SB

Scott Barrington

11 Years of Experience
Manasquan, NJ
Broker

Scott Barrington is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Manasquan, NJ, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

2504 Highway 35, Manasquan, NJ, 08736

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2023 - Present · 3 yrs 4 mos
Previous Registrations
Wachovia Securities, LLC
July 2003 - February 2009 · 5 yrs 7 mos
Wachovia Securities, LLCBroker
July 2003 - February 2009 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2001 - July 2003 · 2 yrs 3 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 2001 - July 2003 · 2 yrs 3 mos
Ids Life Insurance CompanyBroker
September 2000 - April 2001 · 7 mos
American Express Financial Advisors INC.Broker
September 2000 - April 2001 · 7 mos
State Registrations18 states
AZCACOCTDCFLGAILMAMDNCNJNVNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Barrington - Financial Advisor | TrueAdvisor