BS
BS

Bret Steffenauer

25 Years of Experience
Columbia, IL
Broker

Bret Steffenauer is a registered investment advisor at Cetera Investment Advisers LLC, based in Columbia, IL, with 25 years of industry experience. Bret operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

260 Southwoods Ctr., Columbia, IL, 62236

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Bret is a 50% stock holder in a non-residential rental property S corporation since 1997. He is also the owner of Steffenauer & Associates CPAs Inc, an accounting CPA firm, dedicating nearly full-time hours to this role.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2022 - Present · 3 yrs 8 mos
Cetera Financial Specialists LLCBroker
August 2000 - Present · 25 yrs 9 mos
Previous Registrations
Terra Financial Planning Group LTD
November 2000 - December 2003 · 3 yrs 1 mo
State Registrations11 states
ARCACOFLGAILINKSLAMOOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.