John Connolly
John Connolly is a PFS-designated registered investment advisor at LPL Financial LLC, based in Yarmouth, ME, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
50 Forest Falls Drive Suite 1, Yarmouth, ME, 04096
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Regulatory History (1)
Customer Dispute
September 2010Other Business ActivitiesSells Insurance
John sells fixed annuities, fixed life products, and disability insurance through Shields Brokerage, spending about 5% of his time on this. He also owns rental real estate through Beckon Me, Inc. and Forest Falls Suites, LLC, and operates Connolly Financial Services, LLC and Connolly Fulton Financial Services as DBAs for his LPL business, dedicating nearly full-time hours to these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
United Securities Alliance, INC.
United Securities Alliance, INC.
Royal Alliance Associates, INC.Broker
Royal Alliance Associates, INC.
United Securities Alliance, INC.
United Securities Alliance, INC.Broker
Intervest International Equities CorporationBroker
Edward JonesBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.