Geoff Wolcott
Geoff Wolcott is a registered investment advisor at LPL Financial LLC, based in Westlake Village, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2660 Townsgate Rd # 800E, Westlake Village, CA, 91361
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Geoff is an agent for accident & health, life, and variable insurance. He is also the president of Wolcott Investment Group, Inc., an entity used to report investment and insurance related income for tax purposes, and a 50% owner and trustee of The Wolcott Macdonald Trust, which owns rental property, spending minimal time on the trust.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Western International Securities
Western International Securities, INC.Broker
Financial West Group
Financial West GroupBroker
State Registrations22 states
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