Richard Bassett
Richard Bassett is a registered investment advisor at Cetera Investment Advisers LLC, based in Fall River, MA, with 25 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
982 Eastern Ave, Fall River, MA, 02723
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is an agent selling fixed insurance products, including life, health, disabilities, annuities, and long-term care, dedicating full-time hours to this. He also works as a financial advisor for J. Marshall Associates & J. Marshall Associates Insurance Services Inc., selling insurance, fixed annuities, and securities, spending about 10-20% of his time on this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Investors Capital Advisory
Investors Capital CORP.Broker
New England SecuritiesBroker
Mutual of Omaha Investor Services, INC.Broker
State Registrations17 states
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