FL
FL

Frank Lawrence

10 Years of Experience
Old Greenwich, CT
Broker

Frank Lawrence is a registered investment advisor at Wells Fargo Advisors, based in Old Greenwich, CT, with 10 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

1700 E Putnam Ave, Ste 200, Old Greenwich, CT, 06870

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Frank coaches lacrosse for multiple organizations, owns 50% of a retail store, and has ownership in two LLCs. He also serves as trustee for a 401k, executor for his father's estate, and power of attorney for his mother.

Employment History
Current Registrations
Wells Fargo Advisors
January 2021 - Present · 5 yrs 4 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2015 - January 2021 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2015 - January 2021 · 5 yrs 8 mos
State Registrations10 states
CACTFLILMANCNJNYTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.