CP
CFP
CP
CFP

Constantine Pihakis

25 Years of Experience
Birmingham, AL
1 DisclosureBrokerSells Insurance

Constantine Pihakis is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Birmingham, AL, with 25 years of industry experience. Constantine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

3500 Colonnade Pkwy, Ste 140, Birmingham, AL, 35243-8303

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2007
Denied
Other Business ActivitiesSells Insurance

Constantine is involved in individual life/health and group life/health insurance as a sales agent and owner since 2011. This activity requires minimal time.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 2 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 2 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.Broker
June 2014 - March 2017 · 2 yrs 9 mos
New England Securities Corporation
December 2008 - January 2015 · 6 yrs 1 mo
New England SecuritiesBroker
October 2008 - January 2015 · 6 yrs 3 mos
AXA Advisors, LLC
March 2001 - October 2008 · 7 yrs 7 mos
AXA Advisors, LLCBroker
August 2000 - October 2008 · 8 yrs 2 mos
State Registrations14 states
ALARCACOFLGAINLAMSNCSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Constantine Pihakis - Financial Advisor | TrueAdvisor