Scott Pospisil is a registered investment advisor, based in Hoover, AL, with 23 years of industry experience.
Location
1849 Montgomery Hwy S, Hoover, AL, 35244
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2021 - Present · 4 yrs 6 mos
Cetera Investment Services LLCBroker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Fifth Third Securities, INC.
August 2019 - November 2021 · 2 yrs 3 mos
Fifth Third Securities, INC.Broker
August 2019 - November 2021 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2016 - July 2019 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2016 - July 2019 · 3 yrs
TD Ameritrade, INC.Broker
April 2016 - July 2016 · 3 mos
Pwmco, LLCBroker
January 2010 - December 2015 · 5 yrs 11 mos
Eroom Securities L.L.C.Broker
May 2004 - December 2009 · 5 yrs 7 mos
Fleet Securities, INC.Broker
March 2002 - January 2004 · 1 yr 10 mos
State Registrations6 states
ALAZFLGAILKY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.