Thomas Pelham
Thomas Pelham is a CFP-designated registered investment advisor at Kaufman Rossin Wealth, LLC, based in Miami, FL, with 6 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 230 clients with $510M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $10.0M | 0.75% |
| $10.0M - $20.0M | 0.65% |
| $20M+ | 0.50% |
A $15,000 minimum annual fee is generally required. All accounts for members of the client’s family (husband, wife and dependent children) or related businesses may be assessed fees based on the total balance of all accounts. Fees may be negotiable in certain circumstances.
Fee Estimator
Location
3310 Mary Street, Suite 501, Miami, FL, 33133
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a principal at Kaufman, Rossin & Co. for business consulting, dedicating a few hours per week. He is also the President and a licensed insurance agent at KR Financial Services dba Kaufman Rossin Insurance Services.
Employment History
Current Registrations
Kaufman Rossin Wealth, LLC
State Registrations1 state
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