WH
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Wayne Ho

24 Years of Experience
Baltimore, MD
Broker

Wayne Ho is a registered investment advisor at T. Rowe Price Associates, INC., based in Baltimore, MD, with 24 years of industry experience. Wayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,921 clients with $1900B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
227 advisors
IM Fee
Planning only
Assets Under Management
$1934.2B

Fee Structure

Minimum Investment:$50M
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1307 Point Street, Baltimore, MD, 21231

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
T. Rowe Price Associates, INC.
August 2020 - Present · 5 yrs 9 mos
T. Rowe Price Investment Services, INC.
August 2018 - Present · 7 yrs 9 mos
T. Rowe Price Investment Services, INC.Broker
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
Jackson National Life Distributors LLCBroker
January 2010 - July 2018 · 8 yrs 6 mos
Chase Investment Services CORP.
August 2009 - January 2010 · 5 mos
Chase Investment Services CORP.Broker
August 2009 - January 2010 · 5 mos
Transamerica Capital, INC.Broker
July 2008 - June 2009 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2002 - July 2008 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2002 - July 2008 · 5 yrs 7 mos
H&r Block Financial Advisors, INC.Broker
December 2001 - June 2002 · 6 mos
Morgan Stanley Dw INC.Broker
April 2001 - December 2001 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.