RM
RM

Robert Mancini

25 Years of Experience
Los Angeles, CA
Broker

Robert Mancini is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

10960 Wilshire Boulevard, Suite 2000, Los Angeles, CA, 90024

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Robert is a board member of the LA Lacrosse Foundation, which promotes lacrosse in the Los Angeles area. He spends minimal time on this activity.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
March 2003 - June 2009 · 6 yrs 3 mos
Citigroup Global Markets INC.Broker
March 2003 - June 2009 · 6 yrs 3 mos
Fahnestock & CO. INC.Broker
January 2003 - March 2003 · 2 mos
Fahnestock Asset Management
January 2003 - March 2003 · 2 mos
Cibc World Markets CORP.
July 2002 - January 2003 · 6 mos
Cibc World Markets CORP.Broker
July 2002 - January 2003 · 6 mos
Alliance Capital Management L P
May 2002 - July 2002 · 2 mos
Sanford C. Bernstein & CO., LLCBroker
December 2000 - July 2002 · 1 yr 7 mos
Sanford C. Bernstein & CO., INC.Broker
October 2000 - December 2000 · 2 mos
State Registrations37 states
AZCACOCTDCFLGAHIIAIDILINKYLAMAMDMIMOMTNCNHNJNMNVNYOHOKORPASCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.