Shannon Otterbeck is a registered investment advisor, based in San Diego, CA, with 23 years of industry experience.
Location
655 W Broadway 12th Fl, San Diego, CA, 92101
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Regulatory History (1)
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Criminal
November 1996Final Disposition
Employment History
Current Registrations
Cetera Investment Services LLCBroker
August 2015 - Present · 10 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2015 - Present · 10 yrs 9 mos
Cetera Financial Specialists LLCBroker
August 2015 - Present · 10 yrs 9 mos
Cetera Advisors LLCBroker
August 2015 - Present · 10 yrs 9 mos
Cetera Advisors LLC
August 2015 - Present · 10 yrs 9 mos
Cetera Investment Services LLC
August 2015 - Present · 10 yrs 9 mos
Cetera Wealth Services, LLC
August 2015 - Present · 10 yrs 9 mos
Cetera Financial Specialists LLC
August 2015 - Present · 10 yrs 9 mos
Cetera Investment Management LLC
June 2015 - Present · 10 yrs 11 mos
Previous Registrations
Avantax Investment Services, INC.Broker
May 2025 - September 2025 · 4 mos
Summit Brokerage Services, INC.Broker
September 2018 - December 2019 · 1 yr 3 mos
First Allied Asset Management, INC.
January 2014 - October 2015 · 1 yr 9 mos
First Allied Advisory Services, INC.
April 2012 - January 2014 · 1 yr 9 mos
First Allied Advisory Services, INC.
October 2010 - October 2010 · 0 mos
First Allied Securities, INC.Broker
October 2007 - September 2022 · 14 yrs 11 mos
First Allied Asset Management
October 2007 - April 2012 · 4 yrs 6 mos
Greenbook Securities, INC.Broker
July 2005 - February 2007 · 1 yr 7 mos
Greenbook Investment Management, INC.
February 2005 - October 2010 · 5 yrs 8 mos
Keystone Capital CorporationBroker
July 2003 - March 2004 · 8 mos
Xelan Investment Services, INC.
May 2003 - December 2004 · 1 yr 7 mos
T. Rowe Price Investment Services, INC.Broker
January 2001 - August 2001 · 7 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.