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Richard Sexton

25 Years of Experience
High Point, NC
Broker

Richard Sexton is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in High Point, NC, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

2612 N Main Street, High Point, NC, 27265

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard is an officer (President) at Sexton Companies Inc, where he is involved in tax preparation and bookkeeping since 2010. This takes about 10-20% of his time, with a few hours per week occurring during trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
September 2002 - Present · 23 yrs 8 mos
Previous Registrations
Raymond James Financial Services
November 2002 - January 2009 · 6 yrs 2 mos
Edward JonesBroker
September 2000 - September 2002 · 2 yrs
State Registrations9 states
COFLGANCOHSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Sexton - Financial Advisor | TrueAdvisor